WESTWOOD MANAGEMENT CORP

PEER BENCHMARKS

Understanding SEC Peer Groups

A firm's peer group is calculated based on public self-reported AUM benchmarked against a population of RIAs who submitted a Form ADV to the Securities and Exchange Commission.

SEC Peer Benchmark Details

Firm Self-Reported AUM
$11.9B
Peer Group AUM Range
$11.3B - $12.5B
Sample Size
67
Firm Age (Years)
PEER GROUP AVERAGE
16
Structure
PEER GROUP AVERAGE
Limited Liability Company (27 firms)
Discretionary Accounts
PEER GROUP AVERAGE
11,859
Discretionary AUM
PEER GROUP AVERAGE
$10.6B
Non-Discretionary Accounts
PEER GROUP AVERAGE
2,089
Non-Discretionary AUM
PEER GROUP AVERAGE
$1.3B
Total Clients
PEER GROUP AVERAGE
4,144
Total AUM
PEER GROUP AVERAGE
$11.9B
Offices
PEER GROUP AVERAGE
15
Total Employees
PEER GROUP AVERAGE
115
Investment Advisors
PEER GROUP AVERAGE
79
Registered Representatives
PEER GROUP AVERAGE
52
Licensed Insurance Agents
PEER GROUP AVERAGE
39
Foreign Clients
PEER GROUP AVERAGE
32.0%
Clients Without Regulatory Assets
PEER GROUP AVERAGE
603
Compensation
PEER GROUP AVERAGE
FIRM VALUE
Percentage of AUM Yes 64 Firms Yes
Hourly Charges No 62 Firms No
Subscription Fees No 67 Firms No
Fixed Fees No 40 Firms No
Commissions No 66 Firms No
Performance Based Fees Yes 44 Firms Yes
Other No 51 Firms No

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