RESPOND.COM, INC.

PEER BENCHMARKS

Understanding SEC Peer Groups

A firm's peer group is calculated based on public self-reported AUM benchmarked against a population of RIAs who submitted a Form ADV to the Securities and Exchange Commission.

SEC Peer Benchmark Details

Firm Self-Reported AUM
$0.0
Peer Group AUM Range
$0.0 - $0.0
Sample Size
689
Firm Age (Years)
PEER GROUP AVERAGE
5
Structure
PEER GROUP AVERAGE
Limited Liability Company (450 firms)
Discretionary Accounts
PEER GROUP AVERAGE
0
Discretionary AUM
PEER GROUP AVERAGE
$0.0
Non-Discretionary Accounts
PEER GROUP AVERAGE
0
Non-Discretionary AUM
PEER GROUP AVERAGE
$0.0
Total Clients
PEER GROUP AVERAGE
95
Total AUM
PEER GROUP AVERAGE
$0.0
Offices
PEER GROUP AVERAGE
2
Total Employees
PEER GROUP AVERAGE
84
Investment Advisors
PEER GROUP AVERAGE
25
Registered Representatives
PEER GROUP AVERAGE
37
Licensed Insurance Agents
PEER GROUP AVERAGE
10
Foreign Clients
PEER GROUP AVERAGE
5.0%
Clients Without Regulatory Assets
PEER GROUP AVERAGE
2,603
Compensation
PEER GROUP AVERAGE
FIRM VALUE
Percentage of AUM Yes 438 Firms No
Hourly Charges No 553 Firms No
Subscription Fees No 647 Firms No
Fixed Fees No 373 Firms No
Commissions No 680 Firms No
Performance Based Fees No 562 Firms No
Other No 512 Firms Yes

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