ST. JOHN & ASSOCIATES, INC.

PEER BENCHMARKS

Understanding SEC Peer Groups

A firm's peer group is calculated based on public self-reported AUM benchmarked against a population of RIAs who submitted a Form ADV to the Securities and Exchange Commission.

SEC Peer Benchmark Details

Firm Self-Reported AUM
$107.1M
Peer Group AUM Range
$101.8M - $112.5M
Sample Size
396
Firm Age (Years)
PEER GROUP AVERAGE
4
Structure
PEER GROUP AVERAGE
Limited Liability Company (289 firms)
Discretionary Accounts
PEER GROUP AVERAGE
248
Discretionary AUM
PEER GROUP AVERAGE
$95.8M
Non-Discretionary Accounts
PEER GROUP AVERAGE
21
Non-Discretionary AUM
PEER GROUP AVERAGE
$11.5M
Total Clients
PEER GROUP AVERAGE
140
Total AUM
PEER GROUP AVERAGE
$107.3M
Offices
PEER GROUP AVERAGE
1
Total Employees
PEER GROUP AVERAGE
5
Investment Advisors
PEER GROUP AVERAGE
3
Registered Representatives
PEER GROUP AVERAGE
1
Licensed Insurance Agents
PEER GROUP AVERAGE
1
Foreign Clients
PEER GROUP AVERAGE
5.7%
Clients Without Regulatory Assets
PEER GROUP AVERAGE
7
Compensation
PEER GROUP AVERAGE
FIRM VALUE
Percentage of AUM Yes 381 Firms Yes
Hourly Charges No 245 Firms Yes
Subscription Fees No 392 Firms No
Fixed Fees Yes 211 Firms No
Commissions No 388 Firms No
Performance Based Fees No 314 Firms No
Other No 363 Firms Yes

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