GUARDCAP ASSET MANAGEMENT LIMITED

PEER BENCHMARKS

Understanding SEC Peer Groups

A firm's peer group is calculated based on public self-reported AUM benchmarked against a population of RIAs who submitted a Form ADV to the Securities and Exchange Commission.

SEC Peer Benchmark Details

Firm Self-Reported AUM
$12.2B
Peer Group AUM Range
$11.6B - $12.8B
Sample Size
62
Firm Age (Years)
PEER GROUP AVERAGE
18
Structure
PEER GROUP AVERAGE
Limited Liability Company (26 firms)
Discretionary Accounts
PEER GROUP AVERAGE
15,417
Discretionary AUM
PEER GROUP AVERAGE
$10.8B
Non-Discretionary Accounts
PEER GROUP AVERAGE
3,214
Non-Discretionary AUM
PEER GROUP AVERAGE
$1.4B
Total Clients
PEER GROUP AVERAGE
7,476
Total AUM
PEER GROUP AVERAGE
$12.1B
Offices
PEER GROUP AVERAGE
18
Total Employees
PEER GROUP AVERAGE
136
Investment Advisors
PEER GROUP AVERAGE
90
Registered Representatives
PEER GROUP AVERAGE
65
Licensed Insurance Agents
PEER GROUP AVERAGE
49
Foreign Clients
PEER GROUP AVERAGE
31.2%
Clients Without Regulatory Assets
PEER GROUP AVERAGE
648
Compensation
PEER GROUP AVERAGE
FIRM VALUE
Percentage of AUM Yes 59 Firms Yes
Hourly Charges No 55 Firms No
Subscription Fees No 62 Firms No
Fixed Fees No 36 Firms No
Commissions No 61 Firms No
Performance Based Fees Yes 41 Firms No
Other No 46 Firms No

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